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Privacy & Regulatory Disclosures

 

 

 

Client Relationship Summary (CRS) Updated March, 2023

Axiom Investment Management LLC ADV Part 3 Relationship Summary

Anti-Money Laundering

Business Continuity Plan

Extended Trading Hours Disclosure

Information About FINRA BrokerCheck

BrokerCheck

Guidance on Margin

Hedge Fund Risk Disclosure

Instant Messenger Disclosure

Member FINRA, SIPC, NFA

Mutual Funds Breakpoint Discounts

Payment for Order Flow

Privacy Policy

Research Disclosure

Rule 606 Customer Order Routing Information:

Financial Calculators: FINRA, SEC

 

Legal Disclaimer

Axiom Capital Management, Inc. (“Axiom”) is providing this website for informational purposes only. Nothing on this website is intended to constitute, or should be deemed to be, financial advisory, legal, tax, accounting or other professional advice to you or any other party, be an opinion of the appropriateness or suitability of any investment, or constitute an offer to sell or solicitation of an offer to buy any security or investment. This website and its content (collectively, “Content”) is intended for general informational purposes only and should not be acted upon without first obtaining financial advisory, legal, tax, accounting or other professional advice from your consultant or other professional with respect to your own personal investment objectives, financial circumstances and needs.

The Content is provided on an “as is” and “as available” basis. While Axiom attempts to maintain the accuracy and completeness of the Content, Axiom does not represent or guarantee that the Content, which includes the information, text, graphics, links and other items contained on this website, is accurate, adequate, valid, timely, or complete. Certain Content has been obtained from or is based upon third-party sources, which third-party Content Axiom believes to be reliable, but no representation or guarantee is made as to the accuracy, validity, timeliness, completeness or suitability of such third party Content. While Axiom makes no commitment to update the Content, it reserves the right to make changes and corrections at any time, without notice. The Content is the property of Axiom and/or its vendors and/or other third party sources, and is protected by copyright, trade secret and other intellectual property and proprietary rights.

Axiom does not make any warranty of any kind whatsoever, express of implied, regarding the content including, but not limited to, the implied warranties of merchantability, fitness for a particular purpose and non-infringement.

Axiom expressly disclaims liability for any losses, damages (including indirect, incidental, special, punitive or consequential damages), costs or expenses relating to the adequacy, accuracy, validity, timeliness, completeness or use of the Content, even if notified in advance of the possibility of such. Without limiting the foregoing, the disclaimers of liability contained herein apply to any and all damages or injury caused by any failure of performance, error, omission, interruption, deletion, defect, delay in operation or transmission, computer virus, communication line failure, theft, destruction or unauthorized access to, alteration of, or use of any asset, whether for breach of contract, tortious behavior, negligence or under any other cause of action.

Axiom also is in no way responsible for the content or services of any website owned by a third party that may be linked to this website, whether such link is contained on this website or provided by a third party. No judgment or warranty is made with respect to the accuracy, timeliness, or suitability of the content or services of any website to which this website may link, including information on such website regarding Axiom, and Axiom takes no responsibility therefor. By providing access to other websites, Axiom is not recommending or endorsing the purchase or sale of any security issued by, or financial or other services provided, issued or endorsed by, such website’s sponsoring organization or its affiliates or such website’s advertisers.

The Content or any portion thereof may not be stored in a computer, published, rewritten for broadcast or publication or transmitted or redistributed in any medium without prior express written permission from Axiom, except that users, for their sole personal use and information, may access, use and store the Content solely for their own personal purposes. Axiom is not liable for any delays, inaccuracies, errors or omissions in such Content or in the transmission or delivery of all or any part thereof or for any damage arising from any of the forgoing.

This website may contain general information about private investment funds commonly called “hedge funds.” There are substantial risks involved in investing in hedge funds. You should read carefully the Hedge Fund Risk Disclaimer contained on this website.

Axiom Capital Management, Inc. is a broker-dealer registered with the Securities and Exchange Commission and Member FINRA/SIPC.

 

Client Relationship Summary (CRS) Updated March, 2023

Axiom Investment Management LLC ADV Part 3 Relationship Summary

Anti-Money Laundering

Business Continuity Plan

Extended Trading Hours Disclosure

Information About FINRA BrokerCheck

BrokerCheck

Guidance on Margin

Hedge Fund Risk Disclosure

Instant Messenger Disclosure

Member FINRA, SIPC, NFA

Mutual Funds Breakpoint Discounts

Payment for Order Flow

Privacy Policy

Research Disclosure

Rule 606 Customer Order Routing Information:

Financial Calculators: FINRA, SEC

 

Legal Disclaimer

Axiom Capital Management, Inc. (“Axiom”) is providing this website for informational purposes only. Nothing on this website is intended to constitute, or should be deemed to be, financial advisory, legal, tax, accounting or other professional advice to you or any other party, be an opinion of the appropriateness or suitability of any investment, or constitute an offer to sell or solicitation of an offer to buy any security or investment. This website and its content (collectively, “Content”) is intended for general informational purposes only and should not be acted upon without first obtaining financial advisory, legal, tax, accounting or other professional advice from your consultant or other professional with respect to your own personal investment objectives, financial circumstances and needs.

The Content is provided on an “as is” and “as available” basis. While Axiom attempts to maintain the accuracy and completeness of the Content, Axiom does not represent or guarantee that the Content, which includes the information, text, graphics, links and other items contained on this website, is accurate, adequate, valid, timely, or complete. Certain Content has been obtained from or is based upon third-party sources, which third-party Content Axiom believes to be reliable, but no representation or guarantee is made as to the accuracy, validity, timeliness, completeness or suitability of such third party Content. While Axiom makes no commitment to update the Content, it reserves the right to make changes and corrections at any time, without notice. The Content is the property of Axiom and/or its vendors and/or other third party sources, and is protected by copyright, trade secret and other intellectual property and proprietary rights.

Axiom does not make any warranty of any kind whatsoever, express of implied, regarding the content including, but not limited to, the implied warranties of merchantability, fitness for a particular purpose and non-infringement.

Axiom expressly disclaims liability for any losses, damages (including indirect, incidental, special, punitive or consequential damages), costs or expenses relating to the adequacy, accuracy, validity, timeliness, completeness or use of the Content, even if notified in advance of the possibility of such. Without limiting the foregoing, the disclaimers of liability contained herein apply to any and all damages or injury caused by any failure of performance, error, omission, interruption, deletion, defect, delay in operation or transmission, computer virus, communication line failure, theft, destruction or unauthorized access to, alteration of, or use of any asset, whether for breach of contract, tortious behavior, negligence or under any other cause of action.

Axiom also is in no way responsible for the content or services of any website owned by a third party that may be linked to this website, whether such link is contained on this website or provided by a third party. No judgment or warranty is made with respect to the accuracy, timeliness, or suitability of the content or services of any website to which this website may link, including information on such website regarding Axiom, and Axiom takes no responsibility therefor. By providing access to other websites, Axiom is not recommending or endorsing the purchase or sale of any security issued by, or financial or other services provided, issued or endorsed by, such website’s sponsoring organization or its affiliates or such website’s advertisers.

The Content or any portion thereof may not be stored in a computer, published, rewritten for broadcast or publication or transmitted or redistributed in any medium without prior express written permission from Axiom, except that users, for their sole personal use and information, may access, use and store the Content solely for their own personal purposes. Axiom is not liable for any delays, inaccuracies, errors or omissions in such Content or in the transmission or delivery of all or any part thereof or for any damage arising from any of the forgoing.

This website may contain general information about private investment funds commonly called “hedge funds.” There are substantial risks involved in investing in hedge funds. You should read carefully the Hedge Fund Risk Disclaimer contained on this website.

Axiom Capital Management, Inc. is a broker-dealer registered with the Securities and Exchange Commission and Member FINRA/SIPC.